Employee personal trade monitoring made simple.

Helping your business minimize risk has never been easier.

Helping you minimize risk for your business is what we do best. Schwab® Designated Brokerage Services provides:

Helping you minimize risk for your business is what we do best. Schwab® Designated Brokerage Services provides:

Access to our proprietary employee trade-monitoring technology and tools through our online portal

  • Proactively block unauthorized trading with Schwab Trade Rules®, our powerful technology that is customized around your business needs.
  • Easily link or delink accounts from your Schwab brokerage feed on the same day with our Account Data Delivery Link (ADDLink) platform.

Consultative support from dedicated technical and service teams

  • Get accurate, timely service and technical support from a team that's committed to working alongside you.
  • Stay on top of employee trade-monitoring matters with help from team members who are informed and aware of industry topics.

Opportunities for your employees to invest and grow with Schwab for their full financial lives

  • Access to services and solutions from Schwab that can help employees take ownership of their financial futures.

What’s in store for you

  • What's in store for you

    Your experience

  • What your employees can expect

    Their experience

Let's chat about how we can help. Call 877-602-7419 or email: designated.brokerage@schwab.com

While Schwab Trade Rules may not prevent all violations of a company's insider trading policies, it can be an effective tool to help limit the number of potential violations. Schwab® Designated Brokerage Services, a division of Charles Schwab & Co., Inc., provides technology solutions for corporate clients with regulatory requirements to monitor employee security transactions.

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Investment and Insurance Products Are: Not FDIC Insured • Not Insured by Any Federal Government Agency • Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or any of its Affiliates • Subject to Investment Risks, Including Possible Loss of Principal Amount Invested

Outcomes are not guaranteed.

Workplace Financial Services is a business enterprise which offers products and services through Schwab Retirement Plan Services, Inc.; Schwab Stock Plan Services; and Designated Brokerage Services. Schwab Retirement Plan Services, Inc., provides recordkeeping and related services with respect to retirement plans. Schwab Stock Plan Services is a division of Charles Schwab & Co., Inc. providing equity compensation plan services and brokerage solutions for corporate clients. Schwab Designated Brokerage Services (DBS), a division of Charles Schwab & Co., Inc., provides technology solutions for corporate clients with regulatory requirements to monitor employee security transactions.  Schwab Retirement Plan Services, Inc., and Charles Schwab & Co., Inc. ("Schwab")(Member SIPC) are separate but affiliated entities, and each is a subsidiary of The Charles Schwab Corporation.

Through its operating subsidiaries, The Charles Schwab Corporation provides a full range of securities brokerage, banking, money management and financial advisory services to individual investors and independent investment advisors as well as provides services to retirement and other benefit plans and participants. Its broker-dealer subsidiary, Charles Schwab & Co., Inc. (Member SIPC, sipc.org), and affiliates offer a complete range of investment services and products including an extensive selection of mutual funds; financial planning and investment advice. Its banking subsidiaries, Charles Schwab Bank, SSB and Charles Schwab Premier Bank, SSB (Members FDIC and an Equal Housing Lenders), provide banking and lending services and products; Charles Schwab Trust Bank (Member FDIC), provides trust, custody, and deposit products and services. Its recordkeeping subsidiary, Schwab Retirement Plan Services, Inc., provides recordkeeping and related services. What we share here to help support you, your employees, your plan, and your participants represents the broad range of products and services available through The Charles Schwab Corporation and its operating subsidiaries. This includes access to brokerage, banking, trust, and recordkeeping services to help respond to needs that may exist within or beyond your retirement plan.

The Charles Schwab Corporation provides services to retirement and other benefit plans and participants through its separate but affiliated companies and subsidiaries: Charles Schwab Trust Bank, Member FDIC, and Charles Schwab & Co., Inc., Member SIPC. Trust, custody, and deposit products and services are offered by Charles Schwab Trust Bank. Brokerage products and services are offered by Charles Schwab & Co., Inc. Schwab Retirement Technologies, Inc. ("Schwab RT") is engaged in developing and licensing proprietary retirement plan recordkeeping systems to independent third-party administrators.

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