Employee monitoring: Your employees' experience.

Help employees manage their compliance responsibilities.

Designated Brokerage Services provides you with the tools you need to help your employees manage their compliance responsibilities efficiently. Our user-friendly technology and robust brokerage solutions help simplify the compliance experience so it's easier for both employees and administrators.

Take a closer look at the experience:

Chart with "Your employees" in the middle connecting to "Technology" on the left and "Financial solutions" on the right.

Financial solutions

Financial solutions

Easy online account opening facilitated by a blanket authorization letter.

Employees can easily open brokerage accounts online. Employee brokerage accounts are automatically linked to your firm's master account.

Reduce risks with brokerage solutions designed for easy monitoring.

Through Schwab Designated Brokerage Services, you can offer your employees a wide range of investment products, managed solutions, and services. Your employees also get access to deposit and lending from Charles Schwab Bank, and based on their overall relationship with Schwab may qualify for preferred pricing on lending products.

Satisfaction Guarantee

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  • Satisfaction Guarantee

    At Schwab, we believe every investor deserves to work with a firm they can count on. Our commitment to your satisfaction is backed by a guarantee.2